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Fundamentals of broker-dealer regulation 2010/ Clifford E. Kirsch.

By: Kirsch, Clifford E.
Material type: materialTypeLabelContinuing resourceSeries: Course Handbook Series Number B-1821. Analytics: Show analyticsPublisher: New York : Practising Law Institute, 2010Description: 643p. : ill.ISBN: 9781402414237.Subject(s): Financial Industry Regulatory Authority -- Periodicals | United States Securities and Exchange Comission -- Periodicals | Stockbrokers -- Legal status, Laws, etc. -- United States -- Periodicals | Securities -- Periodicals
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KF 1071 KIR 2010 (Browse shelf) 1 Available 33729005243121

Includes index.

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